Senior Compliance Analyst - Due Diligence & Testing
Job in
Hauppauge, Suffolk County, New York, 11788, USA
Listed on 2026-09-09
Listing for:
Ultimus Fund Solutions
Full Time
position Listed on 2026-09-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Ultimus Fund Solutions is seeking a Senior Compliance Analyst to support the Chief Compliance Officer in due diligence, risk assessment, and regulatory matters. The role oversees testing of policies and procedures and contributes to the administration of the Compliance Program and ERM.
Responsibilities include coordinating testing, presenting results to committees, and assisting in regulatory examinations. Ideal candidate has extensive financial services compliance experience and strong
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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