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Senior Compliance Analyst - Due Diligence & Testing

Job in Hauppauge, Suffolk County, New York, 11788, USA
Listing for: Ultimus Fund Solutions
Full Time position
Listed on 2026-09-09
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 90000 - 120000 USD Yearly USD 90000.00 120000.00 YEAR
Job Description & How to Apply Below

Ultimus Fund Solutions is seeking a Senior Compliance Analyst to support the Chief Compliance Officer in due diligence, risk assessment, and regulatory matters. The role oversees testing of policies and procedures and contributes to the administration of the Compliance Program and ERM.

Responsibilities include coordinating testing, presenting results to committees, and assisting in regulatory examinations. Ideal candidate has extensive financial services compliance experience and strong

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Position Requirements
10+ Years work experience
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