Senior Compliance Officer, Investment Advisory; RIA
Job in
Helena, Lewis and Clark County, Montana, 59604, USA
Listed on 2026-07-15
Listing for:
Stockman-Bank-of-Montan
Full Time
position Listed on 2026-07-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Wealth Management
Job Description & How to Apply Below
Stockman Wealth Management in Bozeman, MT is seeking a Chief Compliance Officer to administer and monitor the firm's SEC-registered IA compliance program. This senior leader role requires driving an ethical, client-focused culture and representing the firm in community activities as approved by management.
Ideal candidates will have at least five years of RIA compliance experience, strong communication skills, and a background in retirement planning.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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