FINRA Licensing & Securities Registration Specialist
Listed on 2026-09-18
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Finance & Banking
Regulatory Compliance Specialist
Key Bank is seeking a Compliance Support professional to process and manage securities registrations and insurance licenses for firm personnel and affiliated agencies. The role involves database maintenance, timely responses to licensing questions, and collaboration with sales teams across the region.
Experience in regulatory requirements and strong analytical skills are essential. In addition to standard duties, the position includes training new staff on registration topics and participating in
This opening is for the FINRA Licensing & Securities Registration Specialist role at Key Bank.
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This posting is for the FINRA Licensing & Securities Registration Specialist role at Key Bank, based in KY, United States.
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