Compliance Manager, Finance & Banking

Responsibilities

• Lead the enterprise-wide implementation of SOX-compliant internal controls, including SOX 404 requirements
• Serve as the primary liaison with external auditors and third-party consultants on control design, documentation, and testing
• Partner with accounting and finance leaders to document detailed processes and control activities

• Manage the end-to-end implementation of internal control frameworks aligned with COSO
• Guide department leaders and accounting teams through control design, implementation, and remediation
• Support internal control testing and oversee remediation efforts as needed
• Drive continuous improvement through process optimization and automation
• Assist with enterprise-wide training and education related to internal controls and compliance
• Communicate effectively with stakeholders at all levels of the organization
• Influence cross-functional teams to adopt and sustain effective internal controls
• Contribute to special projects related to compliance, risk management, and financial governance

• Bachelor’s degree in Accounting
• 5+ years of experience in internal controls over financial reporting
• Hands-on experience with SOX compliance and control implementation
• Strong knowledge of COSO framework and SOX standards (302, 404, AS5, PCAOB)

• CPA, CIA, or equivalent certification
• Experience partnering with external auditors and consulting firms
• Background in fast-paced or growing organizations
• Experience documenting controls for SOX and operational audits