Series Advisor

Financial Advisor — Credit Union Investment Program (Raleigh, NC)

Enterprise Financial Network (EFN), an independent OSJ of Cambridge Investment Research, Inc., is seeking an experienced Financial Advisor to serve members of an established North Carolina credit union investment program in the Raleigh market.

This is an immediate replacement opening created by the retirement transition of the program's long-tenured advisor. Member relationships are warm and recurring, supported by the credit union's in-branch referral flow.

• Conduct comprehensive member financial reviews covering retirement, investment management, tax and estate planning, life insurance, and annuities.
• Develop and deliver tailored investment solutions for each member.
• Build strong relationships with branch managers and credit union leadership to maintain a steady referral pipeline.
• Participate in member education events and worksite enrollment sessions.
• Inherit and steward a partial book of accounts transitioning from the outgoing advisor.

• FINRA Series 7 and Series 65 (active or willing to register).
• NC life and health insurance licenses (or ability to obtain promptly).
• Clean U-4 / regulatory record.

• CFP® designation or active candidate.
• Prior credit union, bank, or financial institution investment program experience.
• Familiarity with independent broker-dealer platforms.

Production-based. Inherited book provides revenue continuity from day one. Specifics shared with qualified candidates under NDA.

Warm member referral flow, no cold prospecting. Established credit union relationship. Full platform support plus integrated insurance and annuity access through Griffin Distribution Partners.