Financial Advisor; Guam

Under the direction of the Manager, this position provides clients with various investment related guidance, support, and services. Assists with all of the business unit’s compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but not limited Anti-Money Laundering laws and regulations, including regulatory and internal compliance policies and procedures related to the investment adviser business activities under the Investment Advisers Act of 1940 and related securities laws and regulations, Fair Banking, Bank Secrecy Act and USA PATRIOT Act.

In addition, this position is responsible for conducting sales and relationship management activities in accord with Bank of Hawaii (BOH) and the firm’s guidelines, policies, procedures, disciplines and behaviors.