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Compliance Specialist - Marketing & AI Governance
Job in
Houston, Harris County, Texas, 77246, USA
Listed on 2026-08-13
Listing for:
Triwill Group
Full Time
position Listed on 2026-08-13
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Ritholtz Wealth Management in New York City is seeking a Compliance Specialist to own marketing compliance, vendor due diligence, and AI governance oversight from day one. You will review investor-facing content across podcasts, social media, and digital platforms, ensuring adherence to regulatory rules.
Bring 5+ years of investment adviser compliance experience, strong analytical skills, and the ability to partner with stakeholders.
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