More jobs:
Energy & Commodities Compliance Leader; CCO
Job in
Houston, Harris County, Texas, 77246, USA
Listed on 2026-02-13
Listing for:
Madison-Davis, LLC
Full Time
position Listed on 2026-02-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A brokerage firm seeks a Compliance Officer to oversee and enhance its compliance programs related to energy and commodities. The role involves managing regulatory compliance with CFTC and NFA requirements, providing advisory support across departments, and leading risk-based compliance monitoring. Candidates should have significant expertise in compliance, strong communication skills, and a relevant degree. This is an important position within the organization, ensuring adherence to complex regulatory frameworks.
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