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Senior Wealth Compliance & Supervisory Leader
Job in
Houston, Harris County, Texas, 77246, USA
Listed on 2026-05-16
Listing for:
JPMorganChase
Full Time
position Listed on 2026-05-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Chase in Houston is looking for a candidate with over 7 years of experience in the securities and investment industry. This role will entail leading meetings, training new hires, and overseeing compliance issues. Candidates should have licenses such as FINRA SIE, Series 7, 66, and must obtain Series 4 within three months of employment. Strong analytical and communication skills are essential for problem resolution and decision-making.
The position offers competitive compensation and a range of benefits.
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Position Requirements
10+ Years
work experience
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