SOX Senior Analyst

Pennymac (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and servicing of U.S. mortgage loans and the management of investments related to the U.S. mortgage market. At Pennymac, our people are the foundation of our success and at the heart of our dynamic work culture. Together, we work toward a unified goal of helping millions of Americans achieve aspirations of home ownership through the complete mortgage journey.

The SOX Senior Analyst will assist in defining control objectives and monitoring compliance efforts to achieve and maintain compliance with SOX regulation. The analyst will assist in defining, analyzing and documenting risks, related assertions and control activities.

• Perform walkthroughs of process flows and interact with process owners to assist them in determining appropriate SOX control activities, improvements, remediation, and documentation enhancements
• Coordinate the annual 404 assessment process interacting with the internal and external auditors and process owners to facilitate the testing process
• Prepare reports related to SOX testing, issue tracking, remediation and the overall 404 assessment process
• Implement the Governance Risk and Compliance (GRC) automated tool
• Assist the SOX team with special assignments necessary to support business strategy
• Perform other related duties as required and assigned

• Bachelor’s degree or equivalent work experience
• 3+ years of internal audit, SOX compliance, public accounting, or accounting/industry experience;
  Big 4 preferred
• Previous SOX 404 process exposure and the development of risk control matrices. Knowledge of COSO integrated frameworks for internal control (1992 and 2013), risk assessment, control design, control documentation, testing of operating effectiveness, remediation procedures, and scoping
• Exposure to all financial cycles and IT general controls and IT application controls
• Exposure to automated governance risk and compliance tool a plus
• CPA, CIA, or CISA preferred

• Comprehensive Medical, Dental, and Vision
• Paid Time Off Programs including vacation, holidays, illness, and parental leave
• Wellness Programs, Employee Recognition Programs, and onsite gyms and café style dining (select locations)
• Retirement benefits, life insurance, 401k match, and tuition reimbursement
• Philanthropy Programs including matching gifts, volunteer grants, charitable grants and corporate sponsor ships

Individual salary may vary based on multiple factors including specific role, geographic location / market data, and skills and experience as defined below:
Lower in range - Building skills and experience in the role;
Mid-range - Experience and skills align with proficiency in the role;
Higher in range - Experience and skills add value above typical requirements of the role.

$65,000 - $100,000

OFFICE