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Strategic Investment Compliance Specialist – Markets
Job in
Houston, Harris County, Texas, 77246, USA
Listed on 2026-07-06
Listing for:
Amegy Bank of Texas
Full Time
position Listed on 2026-07-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Amegy Bank of Texas is seeking an Investment Compliance Officer for their Market, Liquidity, and Wealth Risk Management Team. This role can be located in Houston, TX, Salt Lake City, UT, or Charlotte, NC.
The Investment Compliance Officer will oversee compliance and operational risk for broker-dealer and investment banking activities. Responsibilities include providing compliance support, reviewing products for regulatory compliance, and conducting monitoring and testing reviews.
Candidates should have a Bachelor’s degree and relevant experience in financial services compliance. Strong communication and analytical skills are a must.
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