More jobs:
Branch Operations Manager – Finance & Compliance
Job in
Houston, Harris County, Texas, 77246, USA
Listed on 2026-08-22
Listing for:
Janney
Full Time
position Listed on 2026-08-22
Job specializations:
-
Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Janney, a premier financial services firm, seeks a Branch Operations Manager to oversee client activities across the Complex and coordinate with Compliance, Legal and Operations. This role entails reviewing forms and correspondence, ensuring regulatory compliance, and leading audits in collaboration with the Complex Manager.
Ideal candidates hold a high school diploma (bachelors preferred), Series 7/9/10 and/or 63/65/66, and are adept with Word, Excel, PowerPoint and Outlook.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×