Compliance Analyst - Mutual Funds

Compliance Analyst – GSCM

Reports directly to the Chief Compliance Officer of Guide Stone Capital Management LLC & Guide Stone Funds.

• Develop, maintain, and update policies and procedures of the Adviser and Funds.
• Maintain relationships, perform due diligence and oversight of sub‑advisers, service providers, and intermediaries.
• Perform portfolio compliance monitoring for sub‑advised funds.
• Monitor and assess compliance risk and related controls.
• Develop appropriate testing strategies, conduct assessments of the Adviser and the Funds, and report findings.
• Prepare and review compliance reporting materials for the Fund’s Board of Directors.
• Assist with the implementation of new and amended rules and regulations, and other department updates.
• Represent compliance management and work with a team of other compliance professionals, attorneys, business partners, and/or project/IT teams to deliver compliant business and regulatory requirements.
• Travel (up to 5% annually).
• Prove self‑starter who completes responsibilities in a timely manner with minimal supervision.

• Bachelor’s Degree or equivalent work experience.
• At least 3 years of analytical or equivalent industry relevant experience (investment adviser, audit/accounting firm, broker‑dealer, bank, regulatory agency, or law firm).
• 2+ years of direct investment adviser and/or mutual fund compliance experience including preparation of compliance procedures and reports and performing monitoring and testing, preferred.
• Understanding of regulatory compliance requirements of the Investment Company Act of 1940 (especially 38a‑1 thereunder), and the provisions of the Investment Advisers Act of 1940 related to advising mutual funds, preferred.
• Familiarity with financial instruments, investment strategies including complex instruments across all asset classes, preferred.
• Familiarity with mutual fund operational functions including investment process (internally managed and sub‑advised), trading, operations, accounting, tax, transfer agency, and custody, preferred.
• Familiarity with compliance monitoring systems (e.g., Blackrock Aladdin, Bloomberg CMGR, CRIMS, SS&C Eze), preferred.
• Compliance industry certification (e.g., IACCP), a plus.
• Must have complete confidentiality regarding Guide Stone business matters.

• Flexible work schedules
• Community outreach opportunities
• Generous benefits package
• Tuition reimbursement