Administrator, Securities Operations

Securities Settlement

Process and monitor trade settlement activities for equities, fixed income, and other securities products.

Ensure timely matching, confirmation, and settlement of transactions with custodians and counter parties.

Investigate and resolve settlement breaks, failed trades, and discrepancies.

Monitor settlement queues and follow up on outstanding transactions.

Ensure all transactions are processed in accordance with market deadlines and internal procedures.

Liaise with front office, custodians, brokers, and internal support teams for issue resolution.

Support operational processing for derivatives products including options, futures, swaps, and structured products.

Monitor lifecycle events such as expiries, exercises, resets, rate fixings, and cash settlements.

Ensure accurate booking and maintenance of derivatives transactions within internal systems.

Coordinate with custodians, counter parties, and internal teams on lifecycle event processing.

Investigate and resolve operational discrepancies and trade exceptions.

Maintain proper documentation and operational controls for derivatives activities.

Process voluntary and mandatory corporate action events including dividends, mergers, stock splits, rights issues, and tender offers.

Review and validate corporate action notifications received from custodians and market agents.

Ensure timely election capture and instruction submission for client responses.

Monitor event deadlines and ensure accurate entitlement processing.

Reconcile corporate action proceeds and resolve discrepancies where required.

Communicate corporate action details and operational updates to relevant stakeholders.

Facilitate inbound and outbound asset transfers across local and international markets.

Process delivery free and delivery versus payment (DVP) transfers accurately and within timelines.

Coordinate with counter parties, custodians, and clients for transfer requirements and settlement instructions.

Monitor transfer status and follow up on pending or rejected transactions.

Ensure proper documentation and regulatory requirements are met for asset movements.

Investigate and resolve transfer-related issues and discrepancies.

Process subscription, redemption, switch, and transfer transactions for mutual funds.

Ensure accurate trade capture and settlement of fund transactions.

Monitor fund order deadlines and ensure timely submission to transfer agents or platforms.

Reconcile holdings, cash movements, and transaction records.

Support client onboarding and maintenance activities related to mutual fund investments.

Liaise with fund houses, transfer agents, and internal stakeholders on operational matters.

Support preparation and submission of operational and regulatory reports in accordance with internal and external requirements.

Ensure accuracy, completeness, and timeliness of reporting data.

Maintain proper records and audit trails for regulatory reporting activities.

Assist with data validation, reconciliation, and issue resolution related to reporting obligations.

Support internal audits, compliance reviews, and regulatory inquiries.

Ensure adherence to regulatory requirements, operational procedures, and control standards.

Adherence to all control points in place

Cash and security breaks investigation and escalation

Demonstrate clear understanding and adherence to WM escalation protocol.

Review process flows and initiate process improvements via change requests, defects

Participate in projects, strategic initiatives and testing

Demonstrate clear understanding and apply the RBC Values, cultures and leadership model in all daily dealings

Active enrollment in courses offered by Learning & Development team and to apply knowledge gained in day to day processing

Provide relief support and other duties assigned and cross train on all functions performed with the team and across department

Active Learning, Communication, Critical Thinking, Customer Service, Operational Delivery, Process Improvements, Time Management

Address: PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:

PUTRAJAYA

City:
Putrajaya

Country:
Malaysia

Work hours/week: 40

Employment Type:

Full time

Platform: WEALTH MANAGEMENT

Job Type: Contract (Fixed Term)

Pay Type:

Salaried