Senior Director of Front‑Office Compliance & Surveillance
Listed on 2026-09-29
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Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Empower is seeking a Senior Director of Compliance Monitoring and Surveillance to lead a team responsible for identifying and addressing compliance control gaps and potential violations across Empower Personal Wealth and Workplace Solutions.
The role develops strategy, implements surveillance technology and analytics, and ensures adherence to SEC, FINRA, DOL, and state regulations while guiding senior leadership on risk-based initiatives.
Are you ready to take on the Senior Director of Front‑Office Compliance & Surveillance role at Empower?
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Senior Director of Front‑Office Compliance & Surveillance role in the description above.
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