Compliance Analyst, Finance & Banking

Compliance Analyst

The Compliance Analyst is responsible for helping strengthen and maintain the Company's compliance management system within the debt settlement industry. This role supports the ongoing monitoring, testing, and improvement of compliance with applicable federal, state, and industry regulations, while partnering cross functionally to embed compliant practices into daily business operations. The ideal candidate brings strong analytical thinking, attention to detail, and the ability to identify risks, recommend practical solutions, and support a culture of accountability, regulatory readiness, and continuous improvement.

At Alleviate Financial Solutions, we're transforming lives every day by offering innovative debt relief solutions. As one of the fastest-growing companies in the industry, we are on a mission to help individuals and families regain financial freedom and build a brighter future.

Our vision? To become the next-generation financial services company that guides people from debt to WEALTH.

Here's what you'll enjoy:

• Opportunities for career growth and advancement.
• A supportive, mission-driven team passionate about making a difference.
• Company perks like swag, catered lunches, teambuilding activities, and quarterly events.
• State-of-the-art amenities, including designer living rooms, wellness spaces, cafes, and a fitness center.
• A culture of recognition, appreciation, and celebration.
• Our 30,000 sq. ft. headquarters in Irvine, CA is more than just an office—it's a second home where collaboration, growth, and innovation thrive.

COMPENSATION:

• $23-$25 per hour depending on experience

Energetic, supportive, and collaborative working environment

• Continuous employee development, coaching, and training
• Work-life balance

WHAT YOU'LL DO:

GENERAL

SUMMARY:

The Compliance Analyst plays a critical role in supporting and strengthening the Company's compliance management system within the debt settlement industry. This position is responsible for monitoring, testing, and enhancing compliance with federal, state, and industry regulations while partnering closely with business units to embed compliance into daily operations. The role requires strong analytical judgment, exceptional organizational skills, and the ability to collaborate across departments to proactively identify, assess, and mitigate compliance risk.

• Stay abreast of changes in relevant laws, regulations, and industry guidelines and communicate updates to key stakeholders.
• Develop and maintain compliance training programs for employees to ensure understanding and adherence to regulatory requirements.
• Collaborate with internal teams to assess compliance risks and implement effective controls and mitigation strategies.
• Conduct ongoing compliance monitoring, audits, and targeted reviews of Company policies, procedures, marketing practices, sales activities, and operational workflows to ensure adherence to applicable federal and state regulations.
• Identify compliance gaps, emerging risks, and process weaknesses; document findings and recommend practical, business‑focused corrective actions.
• Track, test, and validate the implementation of corrective action plans to ensure timely and sustainable resolution.
• Maintain audit work papers, monitoring logs, and compliance evidence in an organized and regulator‑ready manner.
• Support the development, revision, and maintenance of policies, procedures, and internal controls to align with evolving regulatory expectations.
• Investigate and resolve compliance issues, complaints, and discrepancies in a timely and efficient manner.
• Assist with preparation for regulatory examinations, audits, and due diligence reviews by gathering documentation, responding to requests, and coordinating internally.
• Support oversight of third‑party vendors and service providers by assisting with due diligence, monitoring, and compliance assessments, as applicable.
• Monitor and evaluate the effectiveness of compliance programs and initiatives and recommend enhancements, as needed.
• Serve as a subject matter expert on compliance matters and provide guidance and support to internal teams, as needed.
• Contribute to fostering a culture of compliance…