Financial Institution Senior Consultant; SOX and FDICIA focus

Overview

Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast‑to‑coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers – New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards.

Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms.

Are you interested in joining one of the fastest growing consulting and accounting firms in the country? Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of risk and advisory? If so, consider joining Baker Tilly (BT) as a Financial Institution Senior Consultant (SOX and FDICIA focus). Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever‑changing business environment, and achieve their goals and objectives.

All of this is accomplished through deep industry knowledge of risk, governance and regulatory compliance best practices.

• You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data analytics.
• You crave the opportunity to be part of a fast‑growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewarded.
• You do your best work when you are part of a talented, down‑to‑earth team that thrives in collaboration and truly enjoys working together.
• You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrow.

• Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems.
• Assist clients in ensuring compliance with new or updated financial institution regulations.
• Implement new or updated regulatory requirements, translating regulatory requirements to ensure financial institution compliance.
• Continuously stay up‑to‑date on all existing compliance regulations.
• Develop and maintain broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs.
• Support our internal audit practice as a subject matter expert on regulatory and compliance topics.
• Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements.
• Assist with managing client engagement teams, along with staffing, billing/collections, and ensuring client profitability targets are met.
• Utilize entrepreneurial skills to network and build strong relationships internally and externally with clients and the community.
• Invest in personal professional development individually and through participation in firm‑wide learning and development programs.
• Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals.
• Enjoy friendships, social activities and team outings that encourage a work‑life balance.

• Bachelor’s degree in accounting, finance, or a related program.
• 3+ years of direct, hands‑on experience with SOX and FDICIA compliance within the banking or financial services industry.
• Demonstrated experience performing SOX and FDICIA internal control documentation, walkthroughs, testing, and remediation.
• CIA or CPA designation(s) strongly preferred; also open to…