Internal Audit

Responsibilities

• Assist in developing and executing risk-based annual audit plans and audit programs
• Conduct compliance audits to ensure adherence to BAPPEBTI regulations, exchange and clearing house requirements, company SOPs, internal policies, AML/CFT regulations, customer protection standards, and regulatory reporting obligations
• Perform operational audits across various departments, including Compliance, Sales & Marketing, Customer Service, Dealing, Settlement, Finance, HR, IT, and Corporate Secretary functions
• Evaluate the effectiveness of internal controls, risk management processes, and operational procedures
• Identify control weaknesses, compliance gaps, potential fraud, SOP violations, conflicts of interest, and operational irregularities
• Prepare audit findings and reports, including recommendations and corrective action plans
• Monitor and follow up on audit recommendations to ensure timely implementation by auditees
• Support special investigations related to customer complaints, suspected violations, fraud cases, or management requests
• Assist with regulatory examinations, external audits, and other independent review processes
• Provide recommendations to improve operational efficiency, compliance, and governance practices

• Minimum Bachelor’s Degree (S1) in Accounting, Finance, Management, Law, or related field
• Minimum 3–5 years of experience in Internal Audit, Compliance, Risk Management, External Audit, Futures Brokerage Operations, Financial Services, or Governance, Risk & Compliance (GRC)
• Strong understanding of internal audit methodologies, risk management, and internal control frameworks
• Familiarity with BAPPEBTI regulations, AML/CFT requirements, and financial services compliance standards
• Experience conducting compliance audits, operational audits, and risk assessments
• Professional certifications such as CPA (Certified Public Accountant) for external audit,
  CIA (Certified Internal Auditor) for internal audit,
  CMA (Certified Management Accountant) for management accounting, or other equivalent professional certifications are an advantage
• Strong analytical, investigative, and report-writing skills
• Proficient in Microsoft Office
  , particularly Excel, Word, and Power Point
• Experience in forex, futures brokerage, fintech, capital markets, or financial services industry is highly preferred
• Strong communication and stakeholder management skills
• High level of integrity, professionalism, and attention to detail
• Ability to manage multiple audit assignments and work effectively in a fast-paced, regulated environment