Head of Compliance

Qualifications

• Minimum Bachelor's degree (S1) in Law, Economics, Finance, Accounting, Business Administration, or a related discipline.
• Minimum 10 years of total professional experience in compliance, legal, or regulatory affairs within the financial services industry.
• Professional certifications required:
  Wakil Perantara Pedagang Efek (WPPE) license and having Certified Compliance Professional (CCP) is preferable.
• Minimum 5 years in a senior or managerial compliance role within a licensed securities broker-dealer or capital markets firm.
• Demonstrated experience managing relationships with OJK, IDX, KSEI, or PPATK.
• Exceptional integrity, ethics, and professional judgment.
• Strong analytical and critical thinking skills with ability to interpret complex regulatory texts.

• Design, implement, and continuously improve the firm's enterprise-wide compliance program and governance framework.
• Ensure compliance with all applicable laws and regulations including Securities Law, OJK (Otoritas Jasa Keuangan) Regulations, IDX Regulation, KPEI Regulation, KSEI Regulations, and other related Regulations.
• Maintain and update the firm's Compliance Manual, Policies, and Standard Operating Procedures (SOPs) in response to any Regulatory changes.
• Serve as the primary point of contact for Regulators including OJK, IDX, KPEI, KSEI, PPATK, and other relevant authorities.
• Review and approve new products, services, and business initiatives for regulatory compliance prior to launch.
• Manage regulatory examinations, inquiries, and audits; coordinate responses and follow-up action plans.
• Prepare, review, and submit all mandatory regulatory reports within prescribed deadlines.
• Implement preventive and controls to mitigate identified compliance risks.
• Conduct root cause analysis for compliance breaches and oversee implementation of corrective actions.

Mirae Asset Sekuritas Indonesia as Permanent Innovator upholds a philosophy centered on long-term relationships, integrity, and client-focused innovation. Guided by our Business Philosophy, Vision and Core Values—Client First, Objectivity, Teamwork, and Citizenship—we strive to provide comprehensive and transparent financial services that empower our clients to achieve sustainable growth. Our commitment is to continuously evolve, delivering value-added services that anticipate and adapt to the changing needs of our clients in capital market industry.

Join us to be part of a team where your professional journey is enriched by shared values and a dedication to excellence.