Supervisor, Operations – DTC Settlements

• Provide outsourced operational/transactional business process support for clients
• Support the daily oversight of DTC Security Settlement functions and related processes
• Review and approve settlement-related activity to ensure accuracy, completeness, timeliness
• Conduct quality reviews of work completed by associates and provide feedback
• Serve as a subject matter resource for the team by answering processing questions
• Support daily operational functions by identifying, investigating, and resolving breaks
• Partner with leadership to maintain a strong control environment
• Assist in developing, enhancing, and maintaining Standard Operating Procedures (SOPs)
• Identify operational inefficiencies and support recommendations for process enhancements
• Collaborate with onshore and offshore partners
• Support training and onboarding efforts for new associates
• Communicate effectively with internal stakeholders and clients regarding operational issues

• 3+ years of experience in settlements operations, preferably within DTC Settlements
• Bachelor’s degree or equivalent experience preferred
• Experience reviewing and/or approving operational work in a settlements environment
• Prior experience in a lead, senior associate, or supervisory capacity preferred
• Vault experience preferred
• Series 99 preferred
• Strong knowledge of DTC settlement processing and related operational controls
• Ability to identify and resolve issues in a fast-paced, deadline-driven environment
• Strong risk awareness and ability to esc…? Wait the line:
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• Effective communication skills with the ability to work across teams and with clients
• Self-motivated, detail-oriented, and committed to continuous improvement
• Open to new ideas, process enhancements, and evolving business needs
• Experience with IMPACT, Global Framework / BPS, DTC, VPS, and BONY NEXEN preferred.

Demonstrates expertise in DTC Settlement Processing and Operational Controls, with a strong focus on quality assurance, process enhancement, and effective communication across teams. Proven ability to lead and support operational functions while maintaining a strong control environment.

• DTC Settlement Processing
• Operational Controls
• Quality Review
• Process Enhancement
• Effective Communication

• Settlements Operations
• Operational Work Review
• Issue Resolution
• Risk Awareness
• Detail Orientation

• Self-Motivated
• Commitment to Continuous Improvement
• Collaboration

• Series 99

• Standard Operating Procedures
• Operational Inefficiencies
• DTC Settlements
• Client Communication
• Training and Onboarding

• Vault
• IMPACT
• Global Framework
• BPS
• VPS
• BONY NEXEN