Finance Regulatory Controls Lead
Job in
Jersey City, Hudson County, New Jersey, 07390, USA
Listed on 2026-08-18
Listing for:
RBC Capital Markets, LLC
Full Time
position Listed on 2026-08-18
Job specializations:
-
Finance & Banking
Financial Compliance, Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
RBC Capital Markets, LLC in Jersey City seeks an Associate Director with 5-10 years in regulatory and financial reporting within financial services. You will establish a controls governance framework and manage documentation across U.S.
Finance regulatory reporting, ensuring SOX and non-SOX coverage and regulator readiness. You will collaborate with internal audit and regulators, drive remediation of gaps, and mentor staff on governance and audit processes.
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