Vice President, Auditor
Job in
Jersey City, Hudson County, New Jersey, 07306, USA
Listed on 2026-09-07
Listing for:
BNY
Full Time
position Listed on 2026-09-07
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
BNY seeks a Vice President, Auditor for Markets and Wealth Services to lead risk-based audits across trading, custody, and wealth platforms. You will assess governance, risk, and controls, evaluate regulatory compliance, and deliver clear findings to senior leaders. The role partners with global teams, leveraging data analytics to identify emerging risks and advise on control enhancements for new products and digital initiatives.
You will mentor junior staff, support continuous improvement of audit methods, and help protect clients and market integrity within BNY's inclusive, learning-focused culture.
Responsibilities
- Lead independent audits of Markets and Wealth Services businesses, assessing design and effectiveness of governance, risk management, and controls.
- Develop and execute risk-based audit plans, scoping complex trading, custody, and wealth management processes.
- Evaluate regulatory and policy compliance across capital markets, investment, and wealth platforms.
- Prepare clear audit reports, communicate findings to senior leadership, and track remediation actions.
- Advise on control enhancements for new products, digital and data initiatives, and process changes.
- Use data analytics and automated testing to identify emerging risks and control gaps.
- Collaborate with global stakeholders, regulators, and internal partners to align on risk standards.
- Mentor junior auditors, providing coaching, review of work papers, and technical guidance.
- Monitor industry, regulatory, and market developments to refine audit coverage.
- Support continuous improvement of audit methodologies, tools, and quality standards.
Required Skills
- Internal auditing
- Risk assessment
- Financial services industry knowledge
- Capital markets and trading processes
- Wealth and asset management operations
- Regulatory compliance (SEC, FINRA, OCC, Fed, global regulators)
- Internal controls and SOX/ICFRData analytics for audit
- Audit reporting and documentation
- Stakeholder and senior management communication
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