Securities & Derivatives Lead Analyst
Job in
Jersey City, Hudson County, New Jersey, 07390, USA
Listed on 2026-09-12
Listing for:
Jobtailor
Full Time
position Listed on 2026-09-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
- Operate as an experienced point-person within the North American Margin team
- Provide deep margin subject-matter expertise and knowledge of end-to-end flows, risk, and regulations
- Refine and validate margin calculations with Prime Product Development and In-Business-Risk
- Identify opportunities for enhancements or automation
- Implement and oversee risk management and control capabilities for margin and collateral management operations
- Ensure products and services align with the target operating model and design standards
- Partner closely with Margin & Collateral Operations leadership
- Provide evaluative judgment in complicated, unique, and dynamic situations
- Champion diversity and inclusion
- Promote continuous improvement and a robust service and control environment
- Develop talent through coaching and mentoring
- Strong background in Prime Margin Operations within a peer US registered broker-dealer
- Subject-matter experience across margin methodologies, regulatory frameworks, operational processes and associated controls
- Strong experience of Prime Brokerage product offerings
- Deep front-to-back Prime Margin experience
- Strong technical expertise
- Experience with Reg T, Portfolio Margin (PM), FINRA rules, and SEC 15c3-1/3 requirements
- 6-10 years of relevant experience in financial services with specific experience working within global Prime Brokerage margin functions
- Strong appreciation of Prime margin processes, regulations, securities products, practices, and risks, and/or product/service design, execution and delivery of large strategic change programmes
- Strong awareness of external and internal best practice perspectives
- Strong risk and control mindset and ability to identify sub-optimal processes
- Proven ability to work across senior stakeholders in Risk, Product, Technology, and the Front Office
- Excellent analytical, communication, and decision-making skills
- BA/BS degree preferred
Demonstrates deep expertise in Prime Margin Operations, including margin methodologies, regulatory frameworks, and risk management. Proven ability to enhance operational processes and mentor talent within a collaborative environment.
Highest-signal resume keywords- Prime Margin Operations
- Reg T Compliance
- Portfolio Margin Expertise
- Risk Management
- Prime Brokerage Product Knowledge
- Margin Calculations
- Operational Processes
- Regulatory Frameworks
- Securities Products
- Risk and Control Mindset
- Analytical Skills
- Decision-Making Skills
- Product/Service Design
- Automation Opportunities
- Strategic Change Programmes
- Coaching
- Mentoring
- Communication
- Evaluative Judgment
- Continuous Improvement
- BA/BS Degree
- Financial Services
- Broker-Dealer
- FINRA Rules
- SEC 15c3-1/3 Requirements
- Diversity and Inclusion
- Best Practices
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