VP Global Markets Internal Audit Manager

VP Global Markets Internal Audit Manager

• CIB Internal Audit
• Equities
• Fixed Income

• CIB Internal Audit
• Equities
• Fixed Income

Internal Audit Manager (Vice President)
Commercial & Investment Banking - Equities Audit

Jersey City, New Jersey

Salary: $137,750 - $200,000 + Bonus + Comprehensive Benefits

Join a Global Leader in Financial Services We are seeking an experienced Internal Audit Manager (Vice President) to join a high-profile Audit team supporting a leading global investment bank's Equities business. This is an outstanding opportunity to work directly with Front Office stakeholders, gain exposure to sophisticated trading activities, and help strengthen governance, risk management, and operational excellence across a complex global environment.

The role offers significant visibility with senior leadership and the opportunity to influence control enhancements across a fast-paced and evolving Markets business.

As Vice President within the Commercial & Investment Banking Audit function, you will lead risk-based audit reviews across the Equities franchise, covering a broad range of trading activities including:

• Cash Equities
• Electronic and Algorithmic Trading
• Program Trading
• Single Stock Execution
• Volatility Trading
• Structured and Exotic Derivatives
• Correlation Products
• Convertible Bonds
• Corporate Hedging Solutions

Working closely with Front Office, Technology, Data Analytics, and global audit teams, you will assess key risks, evaluate control effectiveness, and deliver meaningful insights that drive business improvement and operational resilience.

• Lead and execute audit engagements, risk assessments, and regulatory validation activities.
• Develop a deep understanding of Equities trading activities and associated risk frameworks.
• Assess the effectiveness of business and technology controls across the trading lifecycle.
• Identify control weaknesses, determine root causes, and recommend practical solutions.
• Partner closely with Front Office management and key business stakeholders.
• Communicate audit findings and recommendations to senior leadership.
• Monitor regulatory developments, industry trends, and emerging risks impacting the Markets business.
• Collaborate with colleagues across regions and functions to deliver high-quality audit outcomes.
• Contribute to a culture of continuous improvement, inclusion, integrity, and professional development.

• 7+ years' experience in Internal Audit, External Audit, Risk, Controls, or a related Financial Services environment.
• Strong understanding of risk management, governance, and internal control frameworks.
• Experience assessing business and technology risks within complex financial services organisations.
• Demonstrated ability to lead projects and manage multiple stakeholder relationships.
• Excellent analytical and problem-solving skills.
• Strong written and verbal communication skills with experience presenting to senior management.
• Bachelor's degree or equivalent practical experience.

• Professional certification such as:
  • CPA
  • CIA
  • Or similar audit/accounting qualification
• Experience with in Capital Markets, Equities, Trading, Markets, or Investment Banking environments.
• Experience working within global teams across multiple regions and time zones.

This position offers the opportunity to:

• Partner directly with Front Office leadership
• Gain exposure to complex Equities products and trading platforms
• Influence strategic risk and control decisions
• Work within a highly visible and globally connected audit function
• Join a collaborative, high-performing team environment
• Access competitive compensation, bonus potential, and comprehensive benefits

• Competitive salary and performance-based bonus
• Com…