Head, Trade Surveillance & Financial Crimes Compliance
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime, Financial Compliance, Risk Manager/Analyst
Futu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead the firm’s AML and market-surveillance programs, ensuring compliance with SEC, FINRA, BSA, Patriot Act, OFAC, and related laws.
This role collaborates with Compliance, Risk, Operations, Legal, Technology, and Internal Audit to strengthen governance and risk management across the organization. The ideal candidate will have a decade of experience in trade surveillance and financial crimes, with a track
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