Senior Advertising Supervision Principal

Description:

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Senior Advertising Supervision Principal based in United States.

This role is responsible for reviewing and approving advertising and marketing communications used by financial advisors and internal teams. You will apply your knowledge of financial services regulations to evaluate materials, provide clear guidance, and help stakeholders navigate compliance requirements. The position combines regulatory expertise with a strong client-service mindset, requiring frequent communication with advisors and business partners. You will also contribute to regulatory inquiries, branch examinations, policy updates, and training initiatives.

Working in a fast-paced, high-volume environment, you will balance multiple priorities while maintaining accuracy and sound judgment. This is an opportunity to play a meaningful role in protecting clients and supporting compliant, effective financial communications.