Associate Managing Director, Investigations Diligence and Compliance - Specialist

Associate Managing Director, Investigations Diligence and Compliance - Specialist

Investigations

Investigations | New York, NY, United States

Kroll’s North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Managing Director will primarily manage internal investigations and litigation support cases, and be required to help prepare proposals, participate in client pitches, conduct complex financial analysis, assist with investigative interviews and synthesize non-financial information into overall analyses, manage and liaise closely with diverse project teams, prepare client deliverables and other external facing documentation, perform and oversee quality control protocols, and provide overall support for case completion.

A key element of the Associate Managing Director’s role is the development of new business and new clients.

This role also requires an imaginative and creative thinker who can employ a variety of investigative techniques, leverage appropriate technological tools, and identify and understand patterns and anomalies within financial data. This work often requires adherence to tight deadlines while balancing a significant and varied caseload. A key interest in business strategy, global events and markets, with an awareness of working across different cultural and political environments, is essential due to the range of cases that will be handled across various industry-sectors.

• Contribute to the development, management and enhancement of client relationships.
• Plan and manage a broad range of complex investigations, forensic accounting, regulatory compliance, including business intelligence, internal (client) investigations, insider risk compliance assessments, consulting projects and forensic matters, with the support of Kroll’s expert resources.
• Oversee and review the quality of Associates, Associate Managers, and Managers research and analysis on the case, ensuring that Kroll’s high standards are met each time. Provide guidance and feedback on research where necessary.
• Ability to lead information gathering and investigative interviews with a range of stakeholders involved in an investigation
• Conduct and document testing of internal controls
• Write well structured, logical and objective reports which present research and analysis in a client-focused manner to address the clients’ central questions and concerns.
• Interface with and present findings to clients.
• Ensure high standards of financial and administrative case management, from case opening through to collection of accounts receivable.
• Generate new ideas and support strategic initiatives to increase the success of the firm through increased revenue and profitability.
• Contribute to the professional development and performance management of team personnel and external resources.
• Build strong working relationships with colleagues across Kroll’s network of offices and various practices.
• Bachelor’s degree and Certified Public Accountant (CPA - US) are both required

U.S. citizenship is required due to nature of work

Must be authorized to work from within the United States

Must reside in the U.S.

• Certified in financial forensics (CFF) preferred; and certified fraud examiner an asset
• Minimum 15 years’ investigative experience with a recognized professional/financial services or other investigative firm
• Must have strong verbal and written communication skills, in English, with the ability to deliver eloquently written and oral reports
• Financial crime (BSA/AML/OFAC/ABC) and regulatory compliance experience considered an asset
• Demonstrate an interest and initiative in developing leads and…