In‑House FinOp & Regulatory Finance Leader
Job in
Ova, Magoffin County, Kentucky, USA
Listed on 2026-07-30
Listing for:
1P284 THE CARLYLE GROUP EMPLOYEE CO., LLC
Full Time
position Listed on 2026-07-30
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
1P284 THE CARLYLE GROUP EMPLOYEE CO., LLC seeks an experienced FINOP to own all financial responsibility, regulatory reporting, and operating oversight for a FINRA-registered broker-dealer. This role liaises with FINRA and the SEC, ensuring net capital compliance and robust internal controls.
The ideal candidate has 7–10 years in Fin Op, strong GAAP knowledge, and a track record of building scalable control environments within large financial institutions.
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