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Regulatory Compliance Associate – Investment Management
Job in
Northern, Floyd County, Kentucky, USA
Listed on 2026-08-18
Listing for:
Ocorian
Full Time
position Listed on 2026-08-18
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Ocorian in the United States is seeking a motivated Compliance Associate to support a varied portfolio of investment management clients. This client-facing, detail-oriented role emphasizes accuracy and proactive problem solving to help clients meet regulatory obligations.
This hybrid position involves advising on day-to-day compliance topics, preparing regulatory filings, and assisting with examinations while developing regulatory knowledge and professional confidence.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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