Director of Compliance: Regulatory Examinations & AML
Job in
Northern, Floyd County, Kentucky, USA
Listed on 2026-08-30
Listing for:
Moomoo Inc.
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Crime
Job Description & How to Apply Below
Futu US Inc. is seeking a Director of Compliance to lead regulatory examinations, investigations, and AML controls within a global financial services group.
Based in Dallas, TX or Jersey City, NJ, this role requires extensive experience with FINRA and SEC rules for broker-dealers, and a proven ability to manage cross-functional teams and regulatory responses.
The position offers a pathway to shape compliance programs across clearing, surveillance, and reporting in a fast-paced environment.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×