Senior Director, Wealth Compliance & Risk Leadership
Job in
Northern, Floyd County, Kentucky, USA
Listed on 2026-08-30
Listing for:
BNY Mellon
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Financial Compliance, Wealth Management, Regulatory Compliance Specialist -
Management
Wealth Management, Regulatory Compliance Specialist
Job Description & How to Apply Below
BNY Mellon in New York City seeks a Senior Director for Wealth Services Compliance to advise senior leadership on regulatory requirements, supervisory expectations, and risk matters. You will lead the framework and oversight for Wealth Services, including US Broker-Dealer and RIA activities, and provide advisory support for Managed Account Solutions and corporate actions.
The role requires extensive experience in wealth management and capital markets compliance, with strong stakeholder influence
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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