ACAT & IRA Transfer Operations Specialist
Job in
Northern, Floyd County, Kentucky, USA
Listed on 2026-09-07
Listing for:
Tastyworks
Full Time
position Listed on 2026-09-07
Job specializations:
-
Finance & Banking
Banking Operations, Banking & Finance, Regulatory Compliance Specialist
Job Description & How to Apply Below
tastytrade, located in Chicago, IL, is seeking a Banking & Transfer Specialist to support processing ACATs, wires, checks and internal transfers within a hybrid work environment (3 days in office). You will coordinate with the clearing firm, handle IRA distributions, and mentor junior staff while ensuring regulatory compliance.
The role reports to the Senior Manager, Banking Operations and requires FINRA Series 7 (or SIE + 7 Top-Off) and Series 63, plus 1–3 years of banking/brokerage operations
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