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Apprenticeship - or - Compliance & Internal Control Officer F​/H

Job in King of Prussia, Montgomery County, Pennsylvania, 19406, USA
Listing for: Natixis NY Branch
Contract, Apprenticeship/Internship position
Listed on 2026-03-11
Job specializations:
  • Finance & Banking
    Financial Analyst, Risk Manager/Analyst
Job Description & How to Apply Below
Position: Apprenticeship - 1 or 2 years - Compliance & Internal Control Officer F/H

Apprenticeship - 1 or 2 years - Compliance & Internal Control Officer F/H

  • 19406
  • Paris
Company Description

Specializing in financial savings, VEGA Investment Solutions prioritizes wealth management based on strong convictions, which it expresses through its four core business areas:
Discretionary Management / Collective Management / Fund Advisory and Selection / Premium Advisory Management.
Recognized for the quality of its 'growth' management in European equity markets, the company also stands out for its expertise in bond markets, diversified strategies, and private assets. Thanks to its dynamic allocator approach and over 20 years of experience in advisory and fund selection in an open architecture, VEGA Investment Solutions selects and assembles, based on its analysis, the best expertise from both listed and unlisted universes to build clear and efficient solutions that meet the expectations of all its clients.

Job Description

You join our Compliance & Internal Control team within the Compliance & Internal Control Department of VEGA IS, which is looking for a Compliance & Internal Control Officer F/H, for an alternation of 1 or 2 years from September 2026
.

Within the Compliance & Internal Control Department of VEGA IS composed of 9 people, you will be under the responsibility of the Controls & Compliance Manager, and in relation to the following services:
Management, Middle Office, General Secretariat, General Direction, Risks, Development... You participate in the implementation of the management company’s control system and its improvement.

The missions will be rich and varied and will notably focus on second-level controls such as monitoring market abuse signals, regulatory and statutory threshold crossings, the fight against money laundering and terrorist financing or the compliance of management mandates signed by clients but also on control missions on order processing, the turnover rate of portfolios. The scope covers all VEGA IS management expertise across all asset classes (equities, interest rate products, multi-management).

In collaboration with your tutor, your main tasks will be:

  • Monitoring market abuse, monitoring threshold crossings;
  • Filtering third parties in connection with sanctions (OFAC, embargo...);
  • Monitoring compliance with regulatory obligations related to sustainable finance (SFDR, Taxonomy);
  • The monitoring of entries in relation to management under mandate, and partners, including in particular controls related to anti-money laundering;
  • The monitoring control of the invested values / short listed;
  • The follow-up of recommendations issued during inspections...

This list is not exhaustive and may evolve depending on the profile.

#Finance Transformative

You evolve in an international and inclusive environment, promoting collaboration with concrete missions and a real impact.
We will accompany you throughout your experience with us so that you can learn and develop your skills by working alongside experienced professionals.
You also have the opportunity to commit yourself in favor of society and causes that are dear to your heart through our corporate foundation.
In addition to an attractive salary calculated according to your training and level of education, you benefit from the reimbursement of your transport ticket up to 60%, paid leave, access to the company’s restaurant as well as health and welfare coverage.
You will also benefit from the profit-sharing and/or participation in proportion to your attendance time.
You will also be able to have access to the works council according to your attendance time.

Required Skills/Qualifications/Experience

Student at the BAC+5 level, you are preparing a university or business school degree, with a specialization in Finance, Audit or Compliance.
You have solid financial knowledge and are aiming for a career in Compliance and Internal Control.
You master office tools (Excel with VBA preferably, Access, Power BI, Word), and you benefit from a developed financial and mathematical sensitivity.
You are very rigorous, dynamic, with a good spirit of analysis and synthesis.
You possess good writing skills as well as relational qualities and a real team spirit.
For better processing of your application, we thank you for indicating on your CV your alternation rhythm.
You will be contacted by one of our recruiters before meeting with our business experts. An ideal moment of exchange to highlight your personality as well as your project.

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