Risk & Compliance Leader - Governance & Audit
Job in
Kirkland, King County, Washington, 98034, USA
Listed on 2026-08-30
Listing for:
PowerToFly
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Morgan Stanley Wealth Management is hiring a Risk Officer to oversee branch risk, supervision, and regulatory compliance. The role partners with the Senior Risk Officer to maintain a compliant environment and ensure timely escalation of issues.
The successful candidate will hold Series 7/8 (or 9/10) and 63/65 (or 66) licenses, a bachelor’s degree, and demonstrated leadership while navigating SEC and FINRA policies. Salary is competitive with benefits.
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