VP, Advisors Channel Compliance Leader
Listed on 2026-10-06
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Business
Financial Compliance
Osaic seeks a VP of Osaic Advisors Channel Compliance to lead cross-functional BD and IA compliance programs within a primarily advisory channel. The role requires collaboration with Compliance teams, channel leadership, and regulators to design, implement, and oversee controls, policies, and training across Empowered Independence.
The successful candidate will bring extensive compliance experience in multi-custodial advisory environments, strong leadership, and the ability to manage regulatory
Step into the VP, Advisors Channel Compliance Leader role at Advisor Group in La Vista, NE, United States and grow with us.
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