VP, Channel Compliance — Advisory & BD Leader
Listed on 2026-10-06
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Business
Financial Compliance
Osaic is seeking a VP to lead compliance for the Osaic Advisors Channel, supporting both broker-dealer and investment adviser programs. The role requires coordinating with IA and BD teams, shaping policy, and guiding regulatory communications for advisory-heavy business.
The ideal candidate has a solid RIA compliance track record, experience with multi-custodial platforms, and the ability to design channel-specific controls while reporting to senior leadership. A bachelor's degree is required.
We are seeking a motivated VP, Channel Compliance — Advisory & BD Leader to join Osaic in La Vista, NE, United States.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the VP, Channel Compliance — Advisory & BD Leader role in the description above.
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