Director, IA Compliance & Disclosures Platform
Listed on 2026-10-06
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Management
Regulatory Compliance Specialist
Osaic is seeking a Director of IA Compliance Platform Administration, Disclosures & Regulatory Filings to join our team and lead the RIA compliance Analysts. You will own corporate RIA regulatory filings, oversee Form ADV and related compliance activities, and ensure timely, accurate disclosures across the firm.
The role requires a Bachelor’s degree and at least ten years of securities regulatory compliance, with advanced knowledge of the Investment Advisers Act of 1940 and strong leadership.
This position is for the Director, IA Compliance & Disclosures Platform role at Advisor Group Inc.
Consider building your career as a Director, IA Compliance & Disclosures Platform at Advisor Group Inc.
The Director, IA Compliance & Disclosures Platform position in the Legal, Management & Operations field is open for applications.
We have an opening for a Director, IA Compliance & Disclosures Platform in La Vista, NE, United States within Legal, Management & Operations.
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