Director, IA Compliance & Filings Platform; Hybrid
Listed on 2026-10-07
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Management
Regulatory Compliance Specialist
Osaic is seeking a Director of IA Compliance Platform Administration, Disclosures & Regulatory Filings to join our team as a senior leader. The role oversees the RIA compliance platform administration, disclosures, and regulatory filings, demanding a decade of experience in securities compliance and strong leadership within broker-dealer and investment advisory settings.
The position requires guiding a team, managing Form ADV and related filings, and maintaining governance programs.
Consider building your career as a Director, IA Compliance & Filings Platform (Hybrid) at Osaic.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in La Vista, NE, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 150..
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