Client Associate​/Registered Client Associate

Job Description

Embrace RBC Wealth Management’s core values and inclusive culture as an integral part of our branch serving financial advisors and our clients.

As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage and grow their business. Demonstrate a client‑first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes and prepare correspondence in a fast‑paced, professional and collaborative environment.

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalates to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

• Bachelor’s degree or job‑related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with a mindset that helps advisors become more efficient and effective.
• Series 7 and 66 (or 63/65) licenses, or the willingness to obtain appropriate licenses within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

• Current FINRA registrations.
• Financial services experience.

We offer a comprehensive Total Rewards Program that includes competitive compensation and flexible benefits such as a 401(k) program with company‑matching contributions, health, dental, vision, life, disability insurance, and paid‑time off. Leaders support your development through coaching and management opportunities. You will work in a dynamic, collaborative, progressive, and high‑performing team that offers challenging work and the chance to build close relationships with clients.

The expected salary range for the Registered Client Associate role is $49,500 – $70,000 and for the Client Associate role is $44,000 – $66,000, depending on experience, skills, and registration status, market conditions and business needs. You also have the potential to earn more through RBC’s discretionary variable compensation program, which allows you to increase your total compensation if business performance targets and your individual goals are met.