Senior Operations Analyst - Clearing

Position: Senior Operations Analyst - Options Clearing
Work Location:

Lake Mary, Florida, United States of America

Hours:

40

Line of Business:

TD Securities

Pay Detail:

$60,000 - $115,000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Preferred Qualifications:

TD Securities is looking for a Senior Options Analyst to join their Operations team. This position is hands-on and primarily serves as a point-person for ensuring trade break reconciliation, allocation, and timely clearance for all US option trades. This role will ensure daily activities within operations adhere to firm governance requirements. The role will partner with the rest of the TD Securities team to ensure a strong control infrastructure in accordance with firm and regulatory standards.

Responsibilities Include

* Partner with internal/external clients to ensure governance/control requirements are understood and adhered to.

* Develop relationships with applicable members of Operations, Trading, Streetside counter parties, and Technology to ensure partnership and efficient operation and coordination.

* Review records to ensure accuracy and completeness, in order to meet firm and regulatory standards.

* Monitor controls, review exception reports, and escalate as needed.

* Responsible for managing communications to internal/external partners.

* Opportunities to work on projects involving process improvements and other strategic initiatives.

Job Requirements /Qualifications

* BS/BA degree and/or 5+ years of relevant work experience.

* Knowledge of

* Broadridge (Primarily BPS and OAES)

* OCC Encore

* Exercise and Assignment Mechanics

* WEX (or similar OMS experience)

* Options Clearing expertise

* Equities Clearing expertise as it relates to Options

* Equity/Index/Flex Options Knowledge expertise

* Prime Brokerage and CMTA clearance and allocations

* Options Trade Support/away trading expertise

* Options Regulations and reg reporting expertise a plus.

* Fidessa a plus

* AI/Automation expertise a plus

* Proficient in Office 365 suite including Excel and Outlook

* Strong critical thinking and analytical skills.

* Flexibility to work late nights and Saturdays as required.

* Ability to identify, escalate, and resolve problems/issues.

* Ability to communicate professionally through effective verbal and written skills.

* Demonstrates efficient time management skills and critical thinking.

* Demonstrates organizational skills and a strong attention to detail.

* Ability to multi-task and prioritize tasks.

* Ability to work in a team environment.

* Ability to meet deadlines and work under pressure.

* Proactive and self-starter who is goal oriented.

Who We Are

TD Securities is a diversified financial services firm offering investment banking services, equity and credit research, sales and trading, prime brokerage, global clearing, commission management services and actively managed alternative investment products. TD Securities focuses on delivering value-added capabilities to our clients in order to help them outperform. Founded in 1918, the Company is headquartered in New York and has offices worldwide.

At TD Securities, inclusion and diversity are catalysts for success and innovation in everything we do. We pride ourselves on our empathetic and collaborative culture, where the power of diversity is harnessed to transform the status quo. Our focus on inclusion expands our thinking in order to generate better outcomes for clients, while striving to increase fairness and equity for our colleagues.

TD Securities' vision of creating a more inclusive and equitable future is…