VP, Global Asset Servicing Corporate Actions team

Corporate Actions Manager

Work Location:

Lake Mary, Florida, United States of America

Hours:

40

Line of Business: TD Securities

Pay Detail: $95,000 - $130,000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description

Preferred Qualifications:

TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. The firm works with clients around the world, focusing selectively and strategically on the key financial centers:
Toronto, Montreal, Calgary, Vancouver, New York, London, Singapore, and Tokyo.

Department Overview

The GAS team partners with the front office and other groups globally to manage risk and deliver world class service to our global client base. The team provide operational support and control across the trade lifecycle. The team is heavily involved in new product initiatives and process improvements support the growing needs of the business. We take great pride in ensuring controls are continuously monitored and updated while focusing on exceeding customer expectations.

If you are industrious, collaborative, innovative, and enjoy visionary thinking, joining our team could be an ideal opportunity for you.

Global Asset Servicing – Corporate Actions Overview

• Manage daily Corporate Action Events across multiple fixed income products.
• Familiarity with DTC, Euroclear and foreign depository clearance, settlements, and Asset Servicing.
• Knowledge of new bond issues, changes in terms and conditions to the indentures, details, and calculations of interest for P&I, fixed and floating rate issues, bankruptcies, liquidations, defaults, consents, conversions, full and partial calls, and maturities.
• Responsible for processing Corporate Actions from trade date to settlement date including fails management over the complete event.
• Manage proxy services including voting submissions and the production of Completion Notice of Individual Shareholder Reporting and Letters of Representation for global markets.
• Interact with operations groups globally to provide industry leading client service to external clients and internal stakeholders.
• Internal and external clients while developing relationships with colleagues across TDS Global Operations and Business Services.

Primary Responsibilities :

• Asset Servicing event creation in proprietary systems.
• Perform day-to-day processing and reconciliation of all Corporate Action Events.
• Serve as proxy lead for global corporate actions team
• Identification, escalation, and resolution of corporate action issues understanding while working against critical deadlines.
• Processing ad-hoc bond conversion requests on 144A/REGS securities.
• Working with external brokers to process events on Repo / Stock Loan positions and settle claims.
• Respond to both internal and external inquiries expeditiously.
• Working in a dynamic environment; leverage expertise in key areas to deliver a superior work product.
• Partner with technology to development, implement and refine systems and processes.
• Provide management feedback on custodian and vendor performance.
• Support the delivery and monitoring of daily outputs and critical tasks.
• Efficiently maintain documentation for regulatory, compliance, and audit purposes.
• Drive new business initiatives and pursue automations in support of STP (straight through processing).

Qualifications:

• 5+ years' experience in Asset Servicing Operations.
• Can collaborate with and encourage other team members in the pursuit of operational excellence.
• Possess excellent communication skills.
• Able to work in a fast-paced, deadline sensitive environment.
• Self-starter who is comfortable in a complex role interfacing with clients and internal teams.
• Strong knowledge of Excel (e.g., VLOOKUP, pivots, macros, etc.).
• Proven risk management skills, fostering a zero-tolerance policy for poor management practices.
• Broadridge NAPE experience is preferred
• Strong front-to-back ownership mentality
• Adept at multi-tasking skills with the ability to prioritize competing/conflicting priorities.
• Excellent analytical/problem solving skills while maintaining a sense of urgency.
• Understanding of industry best practices.
• Build strong relationships and work collaboratively within Global Operations and Business Services teams to support the growing needs of the business.

At TD, we are committed to fostering an inclusive,…