Senior Specialist, Supervision and Conduct Controls

Sr Specialist, Supervision And Conduct Controls

We're seeking a future team member for the role of Sr Specialist, Supervision and Conduct Controls to join our GSS Enablement Control team. This role is located in Lake Mary, FL.

In this role, you'll make an impact in the following ways:

• Provide support with limited supervision to assigned business units in fulfilling compliance obligations and conducting risk assessments to ensure adherence to policy requirements.
• Collaborate with business units to enhance controls and perform assessments/attestations.
• Develop and sustain effective collaborations with Risk, Compliance, and business unit managers to ensure a robust control environment.
• Assess team processes and use AI to improve efficiency and automate manual tasks.

To be successful in this role, we're seeking the following:

• Bachelor's degree or equivalent combination of education and experience;
  Business or Finance degree preferred
• 3-5 years of total work experience preferred. Background in Financial Services, Audit, Risk Management, Controls, Compliance, consulting, or a related discipline preferred
• Strong analytical and problem-solving skills
• Excellent communication and stakeholder management abilities
• Ability to work collaboratively in cross-functional teams
• Knowledge of and experience in the financial services industry