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Lead Analyst, Securities Surveillance & Compliance
Job in
Lakewood, Jefferson County, Colorado, USA
Listed on 2026-08-16
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Jobtailor in Colorado is seeking a Compliance & Surveillance Analyst to scrutinize trading activity for potential securities violations and support the development of analytics and detection methods. You will prepare clear, well-documented reports and collaborate with cross-functional teams to enforce FINRA, MSRB, and federal rules.
Ideal candidates hold a Bachelor's degree with 4+ years in securities, and possess FINRA SIE certification or equivalent, with the ability to coach peers and stay
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