Audit Manager II – Internal Controls over Financial Reporting

• Provide specialized expertise to help guide the planning, risk assessment, and execution of audits
• Lead and/or provide supervisory oversight to complex audits and ensure completion
• Undertake and complete a variety of complex audit projects and initiatives requiring specialist knowledge
• Oversee and/or independently perform concurrent multiple audits and related tasks from end to end
• Process and handle confidential information with discretion
• Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report
• Provides thought leadership and/or industry knowledge for own area of expertise
• Engage and manage relationships with business lines/corporate functions and ensures alignment with enterprise and/or regulatory requirements

• Undergraduate degree required
• 7+ years of relevant experience
• 5+ years of experience in Internal Audit, External Audit, SOX/ICFR, or Internal Controls
• Strong knowledge of SOX 404, COSO Framework, and internal control design and testing
• Financial services or banking industry experience
• Strong understanding of financial reporting processes and regulatory requirements
• Experience identifying control gaps, documenting findings, and partnering with management on remediation plans
• Excellent written and verbal communication skills
• Bachelor's degree in Accounting, Finance, Business, or a related field
• Preferred: CPA, CIA, CISA, or other relevant professional certification

Demonstrates extensive expertise in Internal Audit, including SOX 404 compliance, COSO Framework application, and internal control design. Proven ability to lead complex audit projects, manage stakeholder relationships, and ensure alignment with regulatory requirements.

• Internal Audit Experience
• SOX 404 Knowledge
• COSO Framework Expertise
• Financial Services Experience
• Professional Certification (CPA, CIA, CISA)

• Audit Planning Memorandum Development
• Process Risk and Control Matrix Creation
• Findings Grid Execution
• Internal Control Design
• Control Gap Identification

• Excellent Written Communication
• Excellent Verbal Communication

• CPA
• CIA
• CISA

• Financial Services
• Banking Industry
• Regulatory Requirements
• Internal Controls
• External Audit