Compliance Manager, Management

Overview

Dollar Loan Center — Job Description

Job Title: Compliance Manager

Department: Compliance

Reports to: Chief Operating Officer

FLSA Status: Exempt

Position Summary:

Dollar Loan Center (DLC), a leader in alternative short-term lending for more than 25 years, is seeking a motivated, accomplished professional to join our team as Compliance Manager. In this role, you ll oversee the execution of our compliance program and monitor the department s day-to-day operations.

You will evaluate areas of risk tied to applicable laws and regulations, then coordinate with senior leaders to implement risk reduction strategies and ensure DLC remains compliant. This includes monitoring business operations, reviewing company policies, and researching legal requirements as necessary.

You will promote a culture of ethics and integrity across DLC by being a reliable source of information regarding applicable laws, regulations, and guidelines. The Compliance Manager will provide guidance and support to all departments by maintaining accurate policies and procedures.

This role partners closely with senior leaders to achieve department objectives and support the company s ongoing commitment to compliance.

• Perform data analysis to identify areas where there is risk of non-compliance and coordinate risk management strategies with Operations.
• Aid in the implementation and monitoring of internal controls that adequately measure and manage risk.
• Coordinate the lifecycle management of policies and procedures for all departments.
• Facilitate an annual audit of all policies and procedures to ensure they are accurate.
• Oversee and report on the knowledge of operational employees by providing virtual tests on new or updated policies and procedures.
• Supervise internal and external audits and exams. Implement action plans to resolve any findings with the support of senior leaders.
• Manage filing regulatory reports and other required documentation.
• Investigate and resolve violations, complaints, and disputes to ensure matters are handled in an accurate and timely manner.
• Provide reports to senior leader on the findings, results, and performance of the compliance program.
• Make recommendations to improve processes that lessen risk to the business and improve future results.
• Develop collaborative relationships with all departments to achieve objectives.
• Manage confidential information.
• Regular and consistent attendance.
• Other duties as assigned.

• Bachelor s degree in business management, accounting, legal studies, business administration, or similar field of study or a minimum of 3 or more years of direct experience in a compliance role preferably in the financial industry.
• Knowledge of financial regulations and compliance framework applicable to consumer lending.
• Analytical, investigative, problem-solving, and decision-making skills.
• Exceptional organization, attention to detail, and meticulous record keeping.
• Exemplifies ethical standards and integrity, understands the importance of maintaining confidentiality, and ensuring compliance with legal and regulatory requirements.

• Familiarity with risk and control self-assessment and business self-testing methodologies.
• Proficiency in using Microsoft applications and process mapping software.
• Experience with Compliance Management Software.
• Ability to effectively communicate throughout the organization.
• Ability to work autonomously with minimal supervision.

What our employees are saying about us? Great company to work for! I have a great schedule with great benefits and a 401k plan. would recommend this job to anyone. There are a lot of opportunities to grow in this company.

What are you waiting for? APPLY ALREADY!

All offers of employment at Dollar Loan Center are contingent upon clear results of a thorough background check. Background checks will be conducted on all final candidates and on all employees who are promoted, as deemed necessary.