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Regulatory Compliance Specialist

Principal - Surveillance & Compliance Lead

Job in Laurel, Prince George's County, Maryland, 20724, USA
Listing for: Lincoln Investment
Full Time position
Listed on 2026-05-30
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
Lincoln Investment is seeking a Compliance Officer in Fort Washington, MD. The role focuses on monitoring sales practices and ensuring compliance with regulations. Candidates should have 3-5 years of experience in the securities industry, strong analytical skills, and familiarity with regulatory standards. A bachelor's degree and relevant licenses, such as Series 7 and 24, are required. The firm, recognized for its positive work environment, offers a competitive compensation and benefits package.
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