Principal & Broker​/Dealer RIA — Compliance & Growth Lead

Creative One is seeking an experienced Principal Broker/Dealer RIA to ensure compliance with industry regulations and manage risks while driving business growth. This full-time role based in Overland Park, KS requires strong leadership skills, a deep understanding of financial markets, and the ability to navigate complex regulatory environments. Candidates must hold Series 7, 24 and 65 or 66 licenses and a Bachelor's degree or equivalent, with at least 5 years in financial services.

Join a leading firm committed to exceptional service and innovative marketing solutions.
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