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President, Broker-Dealer & RIA

Job in Leawood, Johnson County, Kansas, 66206, USA
Listing for: CreativeOne
Full Time position
Listed on 2026-02-17
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Consultant
Salary/Wage Range or Industry Benchmark: 125000 - 150000 USD Yearly USD 125000.00 150000.00 YEAR
Job Description & How to Apply Below
Position: President, Broker-Dealer & RIA Growth
A financial services firm located in Overland Park, Kansas, is seeking an Executive President to lead its Broker/Dealer and Registered Investment Adviser operations. The role demands extensive experience in financial management, regulatory compliance, and strategic growth initiatives. Required qualifications include significant industry experience and relevant FINRA licenses. This full-time position will also assist in bolstering business development strategies and maintaining fiduciary responsibilities while ensuring operational excellence.
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