Senior Financial Advisor - Wealth Planning & Growth

Overview

Proactive sales, business development, and ongoing relationship involvement with prospects and clients for investment (brokerage, insurance, and investment advisory) services. Establish and execute sales plan to convey UMB’s investment process and products to targeted prospects and clients. Develop and build long term relationships with prospective clients. Partner with all members of service team to assist clients to achieve and/or exceed defined long-term objectives.

Products include, but are not limited to mutual funds, variable and fixed insurance products, CDs, UITs, fixed income and equity securities, managed accounts such as mutual fund wrap accounts, SMAs, UMAs, affiliated IA programs and investment advisory and trust accounts managed by UMB Bank.

• MINIMUM: 7 years financial advisor or investment sales experience
• College Degree or equivalent experience
• Licenses FINRA Series 7, 63, 65 or 66. State Life and Health Insurance or obtained within 120 days of employment
• Clean U-4
• Knowledge of FINRA, SEC, state & federal laws/regulations

• CFP, CIMA

• MINIMUM:
  Knowledge of the financial planning process including securities and trading, life insurance and annuity products, IRA’s and basic estate and tax planning concepts.
• Ability to assess appropriate risk level for the client
• Communication and presentation skills to communicate to a broad range of prospects/clients
• Ability to manage client relationship and sales process
• Computer literate in Microsoft Office, Thompson 1/Streetscape, Financial Planning Tools

• Knowledge of UMBFC or investment products and services
• Ability to lead, leverage, influence and partner with team members’ strengths in areas of the sales cycle and relationship management
• Good organizational and management skills (coaching, teaching, supervisory)
• Active in community and professional organizations

• License & certifications as needed
• Department colleagues & materials
• Sales Conference
• Wealth Mgmt Professional Development
• Sales Essentials & Professional Development

Typical office environment. Travel required 10% in assigned territory.

US Employees in California, Washington DC, New Jersey, and New York: $20,600 - $114,400

US Employees in Colorado, Connecticut, Delaware, Illinois, Massachusetts, Maryland, Minnesota, Pennsylvania, Rhode Island, Texas, Washington, and Wisconsin: $20,600 - $114,400

US Employees in all other states not listed above: $20,600 - $114,400

The posted compensation range on this listing represents UMB’s good faith and reasonable estimate based on its budget and what it expects to be the starting pay for this role, but the actual compensation may vary by geographic location, experience level, and other job-related factors. Please see the description of benefits included with this job posting for additional information.

UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage; health savings, flexible spending, and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund;

and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more?

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