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Margin & Operations Associate
Job in
Lehi, Utah County, Utah, 84043, USA
Listed on 2026-06-20
Listing for:
Framework Ventures
Full Time
position Listed on 2026-06-20
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A Fintech startup is seeking a Brokerage Operations Margin and Option Associate to monitor customer margin and option risk in real time. This role involves reviewing trading exposure and daily reports, ensuring compliance with Federal Reserve and FINRA regulations, and driving process improvements. The ideal candidate has over 3 years of experience in brokerage operations, holds Series 7 and 63 licenses, and possesses strong attention to detail.
Competitive salary and health benefits included.
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Position Requirements
10+ Years
work experience
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